Sachin R Menon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Lpl Financial Llc
  Cary, NC

Previous Registrations

• 2004-04-06 → 2006-12-20
  Carty, Harding & Hearn, Inc.
  Memphis, TN

Other Businesses

(1) 1/12/2007: Menon Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. (2) Sachin Menon - Other-Physical Therapy Practice - NOT INV REL - AT REPORTED BUSINESS LOCATION - Practice as a Physical Therapist for 1-2 days pro bono and consultancy basis to keep skills/PT license relevant - 5% TIME SPENT. (3) NO BUSINESS NAME - Real Estate Rental - INV REL - AT REPORTED BUSINESS LOCATION(S) - Prior residence in Tennesses is rented out and managed by Crye Leike Property Management Company. Rental properties: 1. 454 Sanga cir e Cordova TN 38018 2. 1205 S Ocean Blvd Myrtle Beach SC . [Vacation home. Managed by Tradd Management - OBA START 1/1/2005 - 0 HRS PER MONTH/0 HRS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-30
• S63 Uniform Securities Agent State Law Examination
  2000-07-21