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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-02 |
Branch Locations
142 West 57Th Street 12Th Fl, New York, NY 10019 • United States
Metropoint I 4600 So. Ulster St #1350, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Jacksonville | FL | 11/2016 | 11/2017 |
| Compass Bank | Birmingham | AL | 11/2016 | 11/2017 |
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Jacksonville | FL | 02/2016 | 10/2016 |
| Columbia Southern University | Orange Beach | AL | 11/2015 | Present |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 11/2016 | 11/2017 |
| Bbva Wealth Solutions Inc. | Jacksonville | FL | 12/2016 | 11/2017 |
| 1St Global Capital Corp. | Dallas | TX | 11/2017 | 05/2018 |
| 1St Global Advisors, Inc | Dallas | TX | 11/2017 | 05/2018 |
| Compass Bank | Birmingham | AL | 05/2018 | 08/2018 |
| Bbva Securities Inc | Dallas | TX | 05/2018 | 08/2018 |
| Bbva Compass Insurance Agency Inc | Austin | TX | 05/2018 | 08/2018 |
| 1St Global | Dallas | TX | 11/2017 | 05/2018 |
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Jacksonville | FL | 02/2016 | 10/2016 |
| Bank Of America, N.A. | Jacksonville | FL | 02/2016 | 10/2016 |
| Paninomania Llc Dba Sweets Of Italy | Jacksonville | FL | 04/2013 | 11/2016 |
| Bbva Wealth Solutions, Inc. | Dallas | TX | 05/2018 | 08/2018 |
| Td Ameritrade | Southlake | TX | 08/2018 | 03/2023 |
| Charles Schwab & Co., Inc. | Southlake | TX | 05/2021 | 03/2023 |
| Charles Schwab Bank, Ssb | Southlake | TX | 08/2021 | 03/2023 |
| Wedbush Securities | Los Angeles | CA | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-16 |
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