Best Investors Account Sign in

Henry Albert Darnell

LPl Financial LLC

Crestview Hills, KY

Independence, KY

CRD 6150818

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • KY RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

529 Centre View Blvd, Crestview Hills, KY 41017 • United States

5290 Madison Pike, Ste 2, Independence, KY 41051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kenton County Office Of The County Judge/Executive Covington KY 01/2015 07/2021
Pnc Investments Alexandria KY 07/2015 09/2016
Adecco/Radial Walton KY 11/2016 02/2017
Waddell & Reed, Inc Fort Mitchell KY 04/2017 07/2021
Various Insurance Carriers For W&R Insurance Agencies Walton KY 04/2017 07/2021
Aaron Seyfried Fort Mitchell KY 04/2017 07/2021
Unemployed Walton KY 02/2017 04/2017
Aosta Valley Subdivision Homeowners Association Walton KY 05/2017 08/2020
Unemployed Walton KY 09/2016 11/2016
Pnc Alexandria KY 07/2015 09/2016
River Cities Chapter Of Bni Fort Thomas KY 08/2018 07/2021
Lpl Financial Llc Ft. Mitchell KY 07/2021 Present
  • 01/2015 → 07/2021
    Kenton County Office Of The County Judge/Executive
    Covington, KY
  • 07/2015 → 09/2016
    Pnc Investments
    Alexandria, KY
  • 11/2016 → 02/2017
    Adecco/Radial
    Walton, KY
  • 04/2017 → 07/2021
    Waddell & Reed, Inc
    Fort Mitchell, KY
  • 04/2017 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Walton, KY
  • 04/2017 → 07/2021
    Aaron Seyfried
    Fort Mitchell, KY
  • 02/2017 → 04/2017
    Unemployed
    Walton, KY
  • 05/2017 → 08/2020
    Aosta Valley Subdivision Homeowners Association
    Walton, KY
  • 09/2016 → 11/2016
    Unemployed
    Walton, KY
  • 07/2015 → 09/2016
    Pnc
    Alexandria, KY
  • 08/2018 → 07/2021
    River Cities Chapter Of Bni
    Fort Thomas, KY
  • 07/2021 → Present
    Ft. Mitchell, KY
Previous Registrations
  • 2017-04-28 → 2021-07-21
    Waddell & Reed
    Ft. Mitchell, KY
    West Chester, OH
    Charleroi, PA
  • 2015-07-28 → 2016-09-08
    Cold Spring, KY
    Milford, OH
  • 2013-04-25 → 2015-07-13
    Waddell & Reed
    West Chester, OH
    Ft. Mitchell, KY
Other Businesses

1) 01/07/2025 - Proverbs Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date - 01/20/2025 - 180 Hrs/Mth - 180 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-24
  • S66 Uniform Combined State Law Examination
    2013-04-24
Other Names
  • Hank Albert Darnell

View on SEC IAPD

More in Crestview Hills, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor