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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-10 |
| MI | RA | APPROVED | 2017-01-03 |
Branch Locations
8555 26 Mile Rd, Washington Township, MI 48094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Utica | MI | 12/2012 | 03/2017 |
| Jpmorgan Chase Bank | Utica | MI | 09/2012 | 03/2017 |
| Jpmorgan Chase Bank, N.A. | Washington Township | MI | 01/2018 | Present |
| Jp Morgan Securities Llc | Washington Township | MI | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-04 |
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