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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-21 |
Branch Locations
1525 W W T Harris Blvd, Charlotte, NC 28262 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 01/2013 | 12/2017 |
| A Marie | Charlotte | NC | 11/2016 | Present |
| Lpl Financial Llc | Fort Mill | SC | 08/2018 | 05/2021 |
| Cleveland Commnunity College | Shelby | NC | 01/2018 | 08/2018 |
| Wells Fargo Clearing Services | Charlotte | NC | 06/2021 | Present |
| Disys | Charlotte | NC | 05/2021 | 01/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-14 |
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