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Marcel Michael Dumont

Empower Advisory Group, LLC

Tampa, FL

Greenwood Village, CO

CRD 6150762

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-04
  • FL RA
    APPROVED
    Since 2025-03-04

Branch Locations

Tampa, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 01/2013 10/2019
Fisher Investments Plano TX 11/2019 05/2024
Empower Advisory Group, Llc Greenwood Village CO 02/2025 Present
Extended Travel Tampa FL 06/2024 02/2025
  • 01/2013 → 10/2019
    The Vanguard Group, Inc.
    Charlotte, NC
  • 11/2019 → 05/2024
    Plano, TX
  • 02/2025 → Present
    Greenwood Village, CO
  • 06/2024 → 02/2025
    Extended Travel
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-02-14
  • S63 Uniform Securities Agent State Law Examination
    2013-02-14
Designations
  • Certified Financial Planner

View on SEC IAPD

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