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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2005-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Management, Llc | Menomonee Falls | WI | 01/2005 | 10/2021 |
| Wells Fargo Funds Distributor, Llc | San Francisco | CA | 04/2005 | 10/2021 |
| Allspring Funds Management, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Funds Distributor, Llc | Menomonee Falls | WI | 11/2021 | 08/2025 |
| Allspring Funds Distributor, Llc | Milwaukee | WI | 08/2025 | Present |
GBH ENTERPRISES POSITION: Owner NATURE: Buying, developing, and selling real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2021 ADDRESS: 14220 N Birchwood Lane, Mequon WI 53097, United States DESCRIPTION: Look for opportunities to purchase, develop, and sell real estate. HAT TRICK DEVELOPMENT, LLC POSITION: Owner NATURE: Purchase, Development, and Sale of Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2021 ADDRESS: W49 N669 Cedar Reserve Circle, Cedarburg WI 53012, United States DESCRIPTION: Purchase, Development, and Sale of Real Estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-02 |
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