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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-28
  • IL RA
    APPROVED
    Since 2025-08-28

Branch Locations

903 Vermont Street, Quincy, IL 62301 • United States

3701 East Lake Center Suite 1, Quincy, IL 62305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Quincy IL 12/2012 Present
Pruco Securities, Llc. Quincy IL 12/2012 11/2024
Lpl Enterprise, Llc Quincy IL 11/2024 Present
  • 12/2012 → Present
    Prudential Insurance Company Of America
    Quincy, IL
  • 12/2012 → 11/2024
    Pruco Securities, Llc.
    Quincy, IL
  • 11/2024 → Present
    Quincy, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-23
S63 Uniform Securities Agent State Law Examination 2013-02-15
  • S66 Uniform Combined State Law Examination
    2025-04-23
  • S63 Uniform Securities Agent State Law Examination
    2013-02-15
Other Names
  • Mike Farha

View on SEC IAPD

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