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Angelita Geronimo Kamholz

Wells Fargo Clearing Services, LLC

Hayward, CA

Walnut Creek, CA

CRD 6150471

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-08
  • CA RA
    APPROVED
    Since 2021-03-08

Branch Locations

950 Southland Dr, Hayward, CA 94545 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Hayward CA 08/2013 Present
Wells Fargo Advisors Llc Hayward CA 09/2013 11/2016
Wells Fargo Clearing Services, Llc Hayward CA 11/2016 Present
  • 08/2013 → Present
    Wells Fargo Bank Na
    Hayward, CA
  • 09/2013 → 11/2016
    Wells Fargo Advisors Llc
    Hayward, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Hayward, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-08
S63 Uniform Securities Agent State Law Examination 2013-04-02
  • S65 Uniform Investment Adviser Law Examination
    2021-03-08
  • S63 Uniform Securities Agent State Law Examination
    2013-04-02
Other Names
  • Angelita Pena Geronimo
  • Angelita Geronimo Chavez
  • Angie Geronimo Chavez
  • Angelita G Kamholz

View on SEC IAPD

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