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Troy Adrian Foderingham

Ubs Financial Services Inc.

Weehawken, NJ

CRD 6150432

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-04-18
  • NJ RA
    APPROVED
    Since 2021-04-18

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 08/2018 Present
Bas Startup Jersey City NJ 02/2016 07/2018
Other Businesses

GARDEN STATE REALTY GROUP 50 HARRISON STREET/HOBOKEN, NJ STARTED: 03/01/2013 - WORKS 0 HOURS/WEEK AS REFERRAL AGENT TO REAL ESTATE BUSINESS, DURING NON-TRADING HOURS. WILHELMINA MODEL MGMT 701 ELM STREET/CONSHOHOCKEN, PA STARTED 07/10/2015 - WORKS 8 HOURS/WEEK AS MODEL FOR MODELING AGENCY, DURING NON-TRADING HOURS. K-NICE/STAY ALIVE CO. FT LEE, NJ STARTED: 07/01/2013 - WORKS 4 HOURS/WEEK AS SPOKESMAN/PROMOTER OF MUSIC INDUSTRY/ENTERTAINMENT; DURING NON-TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-15
S63 Uniform Securities Agent State Law Examination 2019-10-14
  • S66 Uniform Combined State Law Examination
    2021-04-15
  • S63 Uniform Securities Agent State Law Examination
    2019-10-14
Other Names
  • Troy Foderingham
  • Troy Adrian Foderingham
  • Troy Adrian Vazquez

View on SEC IAPD

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