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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-04-18 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 08/2018 | Present |
| Bas Startup | Jersey City | NJ | 02/2016 | 07/2018 |
GARDEN STATE REALTY GROUP 50 HARRISON STREET/HOBOKEN, NJ STARTED: 03/01/2013 - WORKS 0 HOURS/WEEK AS REFERRAL AGENT TO REAL ESTATE BUSINESS, DURING NON-TRADING HOURS. WILHELMINA MODEL MGMT 701 ELM STREET/CONSHOHOCKEN, PA STARTED 07/10/2015 - WORKS 8 HOURS/WEEK AS MODEL FOR MODELING AGENCY, DURING NON-TRADING HOURS. K-NICE/STAY ALIVE CO. FT LEE, NJ STARTED: 07/01/2013 - WORKS 4 HOURS/WEEK AS SPOKESMAN/PROMOTER OF MUSIC INDUSTRY/ENTERTAINMENT; DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-14 |
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