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Dixon Andrew Speaker

Kestra Advisory Services, LLC

Philadelphia, PA

Wayne, PA

CRD 6150351

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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-04
  • PA RA
    APPROVED
    Since 2025-03-04

Branch Locations

Philadelphia, PA • United States

1200 Liberty Ridge Drive Suite 110, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2013 01/2024
Self Employed Philadelphia PA 11/2021 01/2023
Lpl Financial Waye PA 01/2024 02/2025
Kestra Investment Services, Llc Wayne PA 03/2025 Present
Kestra Advisory Services,Llc Wayne PA 03/2025 Present
  • 06/2013 → 01/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 11/2021 → 01/2023
    Self Employed
    Philadelphia, PA
  • 01/2024 → 02/2025
    Lpl Financial
    Waye, PA
  • 03/2025 → Present
    Kestra Investment Services, Llc
    Wayne, PA
  • 03/2025 → Present
    Kestra Advisory Services,Llc
    Wayne, PA
Previous Registrations
Other Businesses

Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: BEACON FINANCIAL SERVICES POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 1200 Liberty Ridge Drive, Suite 110, Wayne PA 19087, United States DESCRIPTION: RR Bus Name: BEACON BENEFITS, LLC POSITION: None NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/04/2017 ADDRESS: 120 S Warner Road, Suite 210, King of Prussia PA 19406, United States DESCRIPTION: Look for opportunities to introduce members to current clients. Bus Name: BEACON INSURANCE SERVICES POSITION: None NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2017 ADDRESS: 120 S Warner Road, Suite 210, King of Prussia PA 19406, United States DESCRIPTION: Referral based

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-07-31
  • S63 Uniform Securities Agent State Law Examination
    2013-07-31
Designations
  • Certified Financial Planner

View on SEC IAPD

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