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Andrew Charles Peters

Wells Fargo Clearing Services, LLC

Bloomington, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-10
TX RA APPROVED_RES 2017-05-09
  • MN RA
    APPROVED
    Since 2023-04-10
  • TX RA
    APPROVED_RES
    Since 2017-05-09

Branch Locations

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bloomington MN 06/2014 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-05
S63 Uniform Securities Agent State Law Examination 2017-04-24
  • S65 Uniform Investment Adviser Law Examination
    2023-04-05
  • S63 Uniform Securities Agent State Law Examination
    2017-04-24

View on SEC IAPD

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