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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-12 |
Branch Locations
3450 W Illinois Ave, Dallas, TX 75211 • United States
201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States
599 W Pioneer Pkwy, Grand Prairie, TX 75051 • United States
2000 N Collins St, Arlington, TX 76011 • United States
4156 S Carrier Pkwy, Grand Prairie, TX 75052 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investment Services | Shreveport | LA | 10/2014 | 04/2018 |
| Capital One Sharebuilder, Inc. | Shreveport | LA | 01/2015 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shreveport | LA | 07/2018 | 08/2020 |
| Massachusetts Mutual Life Insurance Co | Shreveport | LA | 07/2017 | 08/2018 |
| Bank Of America, N.A. | Shreveport | LA | 09/2018 | 08/2020 |
| Private Client Services | Shreveport | LA | 08/2020 | 06/2023 |
| Rfg Advisory, Llc Dba Williams Financial Advisors | Shreveport | LA | 08/2020 | 06/2023 |
| Stifel Independent Advisors | Shreveport | LA | 06/2023 | 11/2024 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 11/2024 | Present |
BOSSIER CITY ALUMNI CHAPTER OF KAPPA ALPHA PSI; NOT INV RELATED; SHREVEPORT; LA; NON PROFIT MENTORSHIP PROGRAM; TREASURER; START DATE 05/01/2022; 12 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-04 |
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