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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-09-30
TX RA APPROVED 2005-06-23
IN RA APPROVED 2005-02-01
  • NJ RA
    APPROVED
    Since 2008-09-30
  • TX RA
    APPROVED
    Since 2005-06-23
  • IN RA
    APPROVED
    Since 2005-02-01

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

25 Burlington Mall Rd Workplace Benefits, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Bloomfield MI 08/1994 Present
  • 08/1994 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Bloomfield, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-31
  • S66 Uniform Combined State Law Examination
    2005-01-31

View on SEC IAPD

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