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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-06-15
  • FL RA
    APP_PEND_IARCE
    Since 2026-06-15

Branch Locations

New Smyrna Beach, FL • United States

824 N Dixie Fwy Ste B, New Smyrna Beach, FL 32168-6414 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Daytona Beach FL 04/2016 10/2021
Edward Jones St Louis MO 01/2022 12/2024
Ameriprise Financial Services, Llc New Smyrna Beach FL 05/2026 Present
Unemployed New Smyrna Beach FL 12/2024 05/2026
  • 04/2016 → 10/2021
    Raymond James & Associates
    Daytona Beach, FL
  • 01/2022 → 12/2024
    St Louis, MO
  • 05/2026 → Present
    New Smyrna Beach, FL
  • 12/2024 → 05/2026
    Unemployed
    New Smyrna Beach, FL
Previous Registrations
  • 2022-01-18 → 2024-12-10
    Melbourne Beach, FL
    Port Orange, FL
    St Louis, MO
    Port Orange, FL
  • 2016-04-26 → 2021-11-01
    Daytona Beach, FL
  • 2013-04-16 → 2016-04-18
    St Louis, MO
    New Smyrna Beach, FL
    Port Orange, FL
    Port Orange, FL
    Port Orange, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-12
  • S66 Uniform Combined State Law Examination
    2013-04-12
Other Names
  • Chris Mellon
  • Chris M Mellon
  • Christopher Mellon

View on SEC IAPD

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