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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-15
  • TX RA
    APPROVED_RES
    Since 2013-10-15

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1400 American Blvd, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hopewell NJ 12/2012 Present
Other Businesses

I*2404270, Entity Type: , Name of OBA: R Pi, Address: Hopewell, New Jersey, 08525, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 01-May-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-06-20
  • S63 Uniform Securities Agent State Law Examination
    2013-06-20
Other Names
  • Victoria Elisabeth Kafka
  • Victoria E Kafka

View on SEC IAPD

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