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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-06
CA RA APPROVED 2015-03-05
  • TX RA
    APPROVED
    Since 2015-03-06
  • CA RA
    APPROVED
    Since 2015-03-05

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 02/2015 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 09/2019 Present
Bank Of America, N.A. Sacramento CA 09/2019 Present
Previous Registrations
  • 2014-03-10 → 2015-01-29
    Waddell & Reed
    Torrance, CA
Other Businesses

I*5051269 Entity Type: For Profit Name of OBA: N.F. Properties CA, LLC Address: Lincoln, California, 95648 Investment Related: No Position, Title, Association: Owner Employee Start Date: 08/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Real estate. Real estate holding

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-10
  • S66 Uniform Combined State Law Examination
    2014-03-10
Other Names
  • Robert Ryan Naake

View on SEC IAPD

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