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Sara Schreck

Rbc Capital Markets, LLC

Bettendorf, IA

Davenport, IA

CRD 6149143

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-04
IA RA APPROVED 2024-05-30
  • TX RA
    APPROVED
    Since 2024-10-04
  • IA RA
    APPROVED
    Since 2024-05-30

Branch Locations

2308 56Th Ave West, Bettendorf, IA 52722 • United States

Davenport, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Davenport IA 12/2012 10/2022
Rbc Capital Markets, Llc Davenport IA 10/2022 Present
  • 12/2012 → 10/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Davenport, IA
  • 10/2022 → Present
    Rbc Capital Markets, Llc
    Davenport, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-29
  • S66 Uniform Combined State Law Examination
    2024-05-29

View on SEC IAPD

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