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Matthew Robert Verstegen

LPl Financial LLC

Kimberly, WI

CRD 6149071

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-27
WI RA APPROVED 2021-09-27
  • TX RA
    APPROVED
    Since 2023-02-27
  • WI RA
    APPROVED
    Since 2021-09-27

Branch Locations

707 Cobblestone Lane, Kimberly, WI 54136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Combined Locks WI 05/2016 09/2016
Ey Milwaukee WI 09/2016 06/2018
Artisan Partners Milwaukee WI 06/2018 01/2021
Lpl Financial Llc Kimberly WI 12/2012 Present
  • 05/2016 → 09/2016
    Unemployed
    Combined Locks, WI
  • 09/2016 → 06/2018
    Ey
    Milwaukee, WI
  • 06/2018 → 01/2021
    Artisan Partners
    Milwaukee, WI
  • 12/2012 → Present
    Lpl Financial Llc
    Kimberly, WI
Other Businesses

1)05/10/2021 - VandenBoom Verstegen Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-23
  • S66 Uniform Combined State Law Examination
    2021-09-23

View on SEC IAPD

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