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Current Employers
The Wellington Grp Llc

9000 Keystone Crossing Suite 400, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-10-30
  • IN RA
    APPROVED
    Since 2024-10-30

Branch Locations

9000 Keystone Crossing Suite 400, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Of America New York NY 12/2016 05/2017
Park Avenue Securities, Llc New York NY 12/2016 05/2017
Unemployed Indianapolis IN 07/2016 12/2016
Guardian Life Insurance Indianapolis IN 06/2017 08/2023
Park Avenue Securities Indianapolis IN 12/2016 08/2023
Wellington Wealth Strategies, Llc Indianapolis IN 08/2023 10/2024
Purshe Kaplan Sterling Investments Albany NY 08/2023 Present
The Wellington Grp Llc Indianapolis IN 10/2024 Present
  • 12/2016 → 05/2017
    Guardian Life Insurance Company Of America
    New York, NY
  • 12/2016 → 05/2017
    New York, NY
  • 07/2016 → 12/2016
    Unemployed
    Indianapolis, IN
  • 06/2017 → 08/2023
    Guardian Life Insurance
    Indianapolis, IN
  • 12/2016 → 08/2023
    Park Avenue Securities
    Indianapolis, IN
  • 08/2023 → 10/2024
    Wellington Wealth Strategies, Llc
    Indianapolis, IN
  • 08/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2024 → Present
    Indianapolis, IN
Previous Registrations
  • 2025-01-03 → 2025-12-31
    Wellington Wealth Strategies, Llc
    Indianapolis, IN
  • 2023-09-01 → 2024-12-31
    Wellington Wealth Strategies, Llc
    Indianapolis, IN
  • 2017-01-12 → 2023-09-07
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2002-05-20 → 2016-07-27
    Forest Hills, NY
    Indianapolis, IN
    Naperville, IL
    Downers Grove, IL
    Naperville, IL
Other Businesses

1) The Wellington Group. Investment Related. 9000 Keystone Crossing, Suite 400, Indianapolis, IN 46240, Wealth Management, Chief Operating Officer, 09/01/2023, 160 hours, 160 hours, Manage growth and operations of the business. 2) Fixed Insurance, Not investment-related, 9000 Keystone Crossing, Suite 400, Indianapolis, IN 46240, Insurance and Risk Management, Advisor, 09/01/2023, 4 hours, 4 hours, Take clients through our planning process. 3) Wellington Group Ventures, LLC. Investment-related. At registered location. Holding Company. Owner. 06/2025. 1 hr/month. 1 hr during trading hrs. This is a holding company that will receive some revenue if private business deals liquidate. I have nothing to do with the private deals and don't solicit or discuss with clients. I am a 1% minority owner.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-14
S63 Uniform Securities Agent State Law Examination 2000-07-05
  • S65 Uniform Investment Adviser Law Examination
    2002-03-14
  • S63 Uniform Securities Agent State Law Examination
    2000-07-05
Designations
Other Names
  • Nate Miller

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