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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-28
NV RA APPROVED 2016-09-21
  • TX RA
    APPROVED
    Since 2018-08-28
  • NV RA
    APPROVED
    Since 2016-09-21

Branch Locations

1411 S Boulder Hwy, Henderson, NV 89015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Henderson NV 03/2014 Present
Bank Of America, Na Henderson NV 07/2017 Present
Other Businesses

I*778286 For profit or not for profit: Entity For Profit Name of outside business organization: RyT Stuff LLC Investment related: N Address of business: Las Vegas, Nevada, 89178 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 4/16/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Selling products on Amazon through FBA (Fulfillment by Amazon). Time commitment required is less than one hour per calendar month. Product is purchased and sent directly to Amazon warehouse for fulfillment. Actual time needed to perform duties of this business activity is less than fifteen minutes per week and does not intrude on duties as an FSA nor does that time intrude on time during the working day. I*1048290 For profit or not for profit: Entity For Profit Name of outside business organization: Ill Gotten Gains LLC Investment related: N Address of business: Kansas City, Missouri, 64106 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Purpose of my role is to provide capital funding of business startup costs. The entity is a business that will provide funeral services for animals. Expected responsibilities will only include providing consultation and logistical advice to business opera

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-07
  • S66 Uniform Combined State Law Examination
    2016-09-07

View on SEC IAPD

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