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Daniel John Caparrelli

Thurston Springer Advisors

Richmond, VA

Indianapolis, IN

CRD 6148586

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Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-11-28
  • VA RA
    APPROVED
    Since 2025-11-28

Branch Locations

4211 Dover Road 2Nd Floor, Richmond, VA 23221 • United States

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Richmond VA 12/2014 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 02/2021
Wells Fargo Advisors Financial Network, Llc Richmond VA 02/2021 11/2025
Thurston Springer Financial Indianapolis IN 10/2025 Present
Previous Registrations
Other Businesses

DBA HNS Advisors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-14
S63 Uniform Securities Agent State Law Examination 2015-02-20
  • S66 Uniform Combined State Law Examination
    2018-12-14
  • S63 Uniform Securities Agent State Law Examination
    2015-02-20

View on SEC IAPD

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