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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-05-03
  • PA RA
    APPROVED
    Since 2017-05-03

Branch Locations

2948 Washington Rd, Mcmurray, PA 15317 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Advisor Group, Llc Mcmurray PA 03/2015 Present
Lpl Financial, Llc Mcmurray PA 03/2015 Present
Other Businesses

1)7/8/16-Botkin Family Wealth Management-DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location(s)- start date 10/1/2016- 100% 2)7/8/16- Notary Public- non-Inv. Related- start date 7/1/14. 3) 2/14/2017 - Private Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/1/2016 - 80 Hours Per Month - I provide administrative services through PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity on 2/14/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4) 2/14/2017 - Private Advisor Group - DBA: (Hybrid) Botkin Family Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/1/2016 - 80 Hours Per Month - I provide administrative services through PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity on 2/14/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-15
  • S66 Uniform Combined State Law Examination
    2016-09-15
Other Names
  • Danielle Lauren Butler

View on SEC IAPD

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