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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-05-03 |
Branch Locations
2948 Washington Rd, Mcmurray, PA 15317 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Advisor Group, Llc | Mcmurray | PA | 03/2015 | Present |
| Lpl Financial, Llc | Mcmurray | PA | 03/2015 | Present |
1)7/8/16-Botkin Family Wealth Management-DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location(s)- start date 10/1/2016- 100% 2)7/8/16- Notary Public- non-Inv. Related- start date 7/1/14. 3) 2/14/2017 - Private Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/1/2016 - 80 Hours Per Month - I provide administrative services through PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity on 2/14/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4) 2/14/2017 - Private Advisor Group - DBA: (Hybrid) Botkin Family Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/1/2016 - 80 Hours Per Month - I provide administrative services through PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity on 2/14/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-15 |
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