Matthew David Mamolen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  The M Group & Associates
  Tempe, AZ
• 09/2014 → 06/2021
  Voya Financial Advisors
  Tempe, AZ
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-02-10 → 2021-06-09
  Voya Financial Advisors, Inc.
  Phoenix, AZ
  Williamsport, PA
  Tempe, AZ
  Las Vegas, NV
  Midvale, UT
  Midvale, UT
  Tempe, AZ
  Windsor, CT

Other Businesses

NAME OF ENTITY:The M group and Associates; Yes; 4515 S MCCLINTOCK DR STE 221; TEMPE; AZ; 85282; FINANCIAL SERVICES/DBA; President/OWNER; 1/1/2012; 200; 200; FIXED INSURANCE & SECURITIES SELLS/HOLD INTERNSHIP CLASSES FOR LIFE & ANNUITY PRODUCTS|NAME OF ENTITY:NAVA BJJ; No; 1660 S. ALMA SCHOOL RD; MESA; AR; 85210; JIU JITSU LESSONS; COACH; 6/1/2016; 15; 0; COACHING JIU JITSU TWICE A WEEK|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4515 S MCCLINTOCK DR STE 221; TEMPE; AZ; 85282; Fixed Insurance Sales; INDEPENDENT INSURANCE AGENT; 11/7/2017; 120; 60; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-25
• S63 Uniform Securities Agent State Law Examination
  2013-06-27

Designations

• Certified Financial Planner

Other Names

• Matthew Mamolen