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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-04

Branch Locations

Georgetown, TX • United States

1911 N Austin Ave Suite 506, Georgetown, TX 78626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lexington Financial Los Gatos CA 06/2014 06/2019
Lexington Financial (Dba) Campbell CA 06/2019 09/2025
Commonwealth Financial Network San Diego CA 11/2012 09/2025
Straight Edge Insurance Georgetown TX 09/2009 Present
Raymond James Financial Services, Inc. Georgetown TX 09/2025 Present
Raymond James Financial Services Advisors, Inc. Georgetown TX 09/2025 Present
  • 06/2014 → 06/2019
    Lexington Financial
    Los Gatos, CA
  • 06/2019 → 09/2025
    Lexington Financial (Dba)
    Campbell, CA
  • 11/2012 → 09/2025
    San Diego, CA
  • 09/2009 → Present
    Straight Edge Insurance
    Georgetown, TX
  • 09/2025 → Present
    Raymond James Financial Services, Inc.
    Georgetown, TX
  • 09/2025 → Present
    Georgetown, TX
Previous Registrations
Other Businesses

(1)Name of Business: Lexington Financial Address: 503 Woodland Park, Georgetown, TX, 78633, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor and Owner (2)Name of Business: StraightEdge Insurance Address: 105 N Sumac Lane, Georgetown, TX, 78633, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 09/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I help with the accounting for my husband, Justin Sowards, insurance business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-23
  • S66 Uniform Combined State Law Examination
    2019-05-23

View on SEC IAPD

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