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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-23
  • NY RA
    APPROVED
    Since 2021-11-23

Branch Locations

345 Delaware Avenue Suite 2B, Delmar, NY 12054 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryant Asset Management Slingerlands NY 03/2016 04/2020
Commonwealth Financial Network Waltham MA 03/2016 04/2020
Commonwealth Financial Network Waltham MA 04/2020 Present
Bryant Asset Management Slingerlands NY 04/2020 07/2026
Bryant Maloney Prinzo Wealth Management Slingerlands NY 07/2026 Present
  • 03/2016 → 04/2020
    Bryant Asset Management
    Slingerlands, NY
  • 03/2016 → 04/2020
    Waltham, MA
  • 04/2020 → Present
    Waltham, MA
  • 04/2020 → 07/2026
    Bryant Asset Management
    Slingerlands, NY
  • 07/2026 → Present
    Bryant Maloney Prinzo Wealth Management
    Slingerlands, NY
Other Businesses

1. Owner, Fiducia Capital, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 11/18/2022; 0% of time spent during business hours; Conducted at branch; Investment related. 2. Co-Owner, Bryant Maloney Prinzo Wealth Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 06/22/2023; 5% of time spent during business hours; Conducted at branch; Investment related. 3. Fixed insurance sales; Located at 1280 New Scotland Road, Slingerlands, NY 12159, as of 02/28/2025; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-23
  • S66 Uniform Combined State Law Examination
    2021-11-23
Other Names
  • Shawn Maloney

View on SEC IAPD

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