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CRD 6147843
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-10 |
| TX | RA | APPROVED | 2022-10-10 |
Branch Locations
260 Crittenden Blvd., Rochester, NY 14642 • United States
1755 Monroe Avenue, Rochester, NY 14618 • United States
1575 East Henrietta Road, Rochester, NY 14623 • United States
7724 State Route 96, Victor, NY 14564 • United States
125 Grey St, East Aurora, NY 14052 • United States
920 Holt Road, Webster, NY 14580 • United States
6 Spencerport Road, Rochester, NY 14606 • United States
130 South Main Street, Canandaigua, NY 14424 • United States
1 Rochester Street, Scottsville, NY 14546 • United States
3122 Sheridan Dr, Buffalo, NY 14226 • United States
3917 Lake Avenue, Rochester, NY 14612 • United States
4169 Elmcrest Road, Liverpool, NY 13090 • United States
7888 Brewerton Rd, Cicero, NY 13039 • United States
150 Main Street, Oneida, NY 13421 • United States
4425 E Genesee St, Syracuse, NY 13214 • United States
1 S Clinton Ave, Rochester, NY 14604 • United States
1950 Empire Blvd., Webster, NY 14580 • United States
504 Towne Dr, Fayetteville, NY 13066 • United States
5075 Broadway, Depew, NY 14043 • United States
560 Monroe Ave., Rochester, NY 14607 • United States
204 West First Street, Oswego, NY 13126 • United States
690 Long Pond Road, Rochester, NY 14612 • United States
649 South Crouse Ave., Syracuse, NY 13210 • United States
674 Titus Avenue, Irondequoit, NY 14617 • United States
4250 Mckinley Parkway Suite 300, Hamburg, NY 14075 • United States
110 W Fayette St, Syracuse, NY 13202 • United States
329 Fayette Street, Manlius, NY 13104 • United States
572 Amherst St, Buffalo, NY 14207 • United States
3203 Southwestern Blvd, Orchard Park, NY 14127 • United States
4700 Vestal Pkwy E, Vestal, NY 13850 • United States
4124 Pearsall Street, Williamson, NY 14589 • United States
1982 East Ridge Road, Irondequoit, NY 14622 • United States
2159 Fairport 9 Mile Point Rd., Fairport, NY 14450 • United States
66 Main Street, Brockport, NY 14420 • United States
609 Mosley Road, Fairport, NY 14450 • United States
8160 Transit Road, Amherst, NY 14221 • United States
3400 W Genesee St, Syracuse, NY 13219 • United States
301 E State St, Ste 2, Ithaca, NY 14850 • United States
1755 Monroe Avenue, Rochester, NY 14618 • United States
3145 Niagara Falls Blvd, Amherst, NY 14228 • United States
865 Fairport Road, East Rochester, NY 14445 • United States
424 Seventh North Street, Liverpool, NY 13088 • United States
801 James Street, Syracuse, NY 13203 • United States
31 State Street, Pittsford, NY 14534 • United States
4954 Transit Rd, Depew, NY 14043 • United States
31 State St, Floor 02, Pittsford , NY 14534 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
Rochester, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Rochester | NY | 04/2016 | 09/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2016 | 09/2022 |
| J.P. Morgan Securities Llc | Pittsford | NY | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-10 |
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