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Current Employers
Pacer Advisors, Inc.

500 Chesterfield Parkway, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-06-13
  • PA RA
    APPROVED
    Since 2022-06-13

Branch Locations

500 Chesterfield Parkway, Malvern, PA 19355 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Investment Management, Inc. Boston ME 12/2014 06/2022
Pacer Financial, Inc. Malvern PA 06/2022 Present
  • 12/2014 → 06/2022
    Pioneer Investment Management, Inc.
    Boston, ME
  • 06/2022 → Present
    Pacer Financial, Inc.
    Malvern, PA
Previous Registrations
  • 2021-01-04 → 2022-06-03
    Amundi Asset Management Us, Inc.
    Boston, MA
  • 2016-06-13 → 2020-12-31
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-10
S63 Uniform Securities Agent State Law Examination 2014-10-31
  • S65 Uniform Investment Adviser Law Examination
    2016-06-10
  • S63 Uniform Securities Agent State Law Examination
    2014-10-31

View on SEC IAPD

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