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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-03 |
| IN | RA | APPROVED | 2014-08-07 |
Branch Locations
217 E Southway Blvd Suite 105, Kokomo, IN 46902 • United States
5510 S East St Ste D, Indianapolis, IN 46227 • United States
Kokomo, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kokomo | IN | 06/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Kokomo | IN | 03/2020 | Present |
Business Ownership; Kaiser & Associates LLC; Co-owner; Manage Ameriprise Business; 5510 S East St, Ste D, Indianapolis, IN, 46227; Investment-Related; 01/02/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; South Creek Governance Board; Government Board Member - South Creek Church of God; 5937 S Park Rd, , Kokomo, IN, 46902; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Kaiser & Associates, LLC; Associate Financial Advisor - - Back office AFA- Trading, money movement, meeting follow up- Client meetings/client service; ; 6249 S East St Ste H, , Indianapolis, IN, 46227; Not Investment-Related; 01/13/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-04 |
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