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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-27 |
| TX | RA | APPROVED_RES | 2026-05-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Jose | CA | 05/2026 | Present |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 05/2026 | Present |
| Homestreet Bank Investment Services | Seattle | WA | 06/2017 | 08/2018 |
| Unemployed | San Jose | CA | 10/2025 | 04/2026 |
| Fidelity Brokerage Services, Llc | San Francisco | CA | 09/2024 | 09/2025 |
| Strategic Advisers, Llc | San Francisco | CA | 03/2025 | 09/2025 |
| Wells Fargo Clearing Services, Llc | San Mateo | CA | 08/2023 | 08/2024 |
| Cetera Investment Services Llc/Cetera Investment Advisers Llc | Seattle | WA | 06/2017 | 08/2018 |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 08/2016 | 05/2017 |
| J.P. Morgan Securities Llc | San Jose | CA | 08/2016 | 05/2017 |
| Homestreet Bank | Seattle | WA | 06/2017 | 08/2018 |
| Bank Of America, N.A. | Carmel | CA | 09/2018 | 02/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carmel | CA | 09/2018 | 02/2022 |
| Fisher Investments | Camas | WA | 02/2022 | 07/2023 |
| Wells Fargo Bank, N.A. | San Mateo | CA | 08/2023 | 08/2024 |
| Fidelity Investments | San Francisco | CA | 09/2024 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-23 |
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