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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-04 |
| KS | RA | APPROVED | 2007-04-09 |
Branch Locations
201 East Laurel, Independence, KS 67301 • United States
5 East Second, Chanute, KS 66720 • United States
Chanute, KS • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Independence | KS | 05/2000 | Present |
1. 5/15/2001 - DBA for LPL Business (entity for LPL business) - INVESTMENT PLANNING ASSOC. - Investment Related - At Reported Business Location(s) 2. 9/23/2008 - NON-VARIABLE INSURANCE - INVESTMENT PLANNING ASSOCIATES - SELLING FIXED ANNUITIES AND FIXED LIFE INSURANCE. PLAN TO DO LTC IN FUTURE. - TIME SPENT 2% - INDEPENDENCE, KS 3. 04/16/2024 - Rollins Rentals LLC - Real Estate Rental - Investment Related - Independence, KS - Start Date 03/08/2024 - 4 Hours Per Month/ 0.5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-28 |
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