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Brandon Keith Cumba

Strata Wealth Advisors, LLC

Kaufman, TX

Dallas, TX

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Current Employers
Strata Wealth Advisors, Llc

8750 N. Central Expressway Suite 1875, Dallas, TX 75231 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-21
  • TX RA
    APPROVED
    Since 2017-04-21

Branch Locations

Kaufman, TX • United States

8750 N. Central Expressway Suite 1875, Dallas, TX 75231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Dallas TX 05/2014 04/2017
Strata Wealth Advisors, Llc Dallas TX 04/2017 Present
Previous Registrations
  • 2014-09-17 → 2017-05-02
    Osaic Fa, Inc.
    Dallas, TX
  • 2012-12-17 → 2014-05-21
    Trent Capital Management, Inc.
    Little Rock, AR
Other Businesses

1. INDEPENDENT INSURANCE AGENT, INVESTMENT-RELATED, 605 S. HOUSTON STREET, KAUFMAN, TX 75142, INSURANCE SALES, AGENT, 1/10/2018, APPROX 4 HOURS PER MONTH, APPROX LESS THAN 1 HOUR PER DAY DURING TRADING HOURS, INSURANCE SALES 2. CUMBACO LLC; NOT INVESTMENT-RELATED; KAUFMAN, TX; HOLDING COMPANY; MANAGER; STARTED 02/2017; ZERO HOURS PER MONTH; NO DUTIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-15
S65 Uniform Investment Adviser Law Examination 2012-12-12
  • S63 Uniform Securities Agent State Law Examination
    2014-09-15
  • S65 Uniform Investment Adviser Law Examination
    2012-12-12
Designations

View on SEC IAPD

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