Brandon Keith Cumba

Employer firm

Strata Wealth Advisors, LLC CRD 285973

$886M regulatory AUM 1 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Strata Wealth Advisors, Llc

8750 N. Central Expressway Suite 1875, Dallas, TX 75231 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-04-21

TX RA
APPROVED

Since 2017-04-21

Branch Locations

Kaufman, TX • United States

8750 N. Central Expressway Suite 1875, Dallas, TX 75231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Dallas	TX	05/2014	04/2017
Strata Wealth Advisors, Llc	Dallas	TX	04/2017	Present

05/2014 → 04/2017

Lincoln Financial Advisors

Dallas, TX
04/2017 → Present

Strata Wealth Advisors, Llc

Dallas, TX

Previous Registrations

2014-09-17 → 2017-05-02

Osaic Fa, Inc.

Dallas, TX
2012-12-17 → 2014-05-21

Trent Capital Management, Inc.

Little Rock, AR

Other Businesses

1. INDEPENDENT INSURANCE AGENT, INVESTMENT-RELATED, 605 S. HOUSTON STREET, KAUFMAN, TX 75142, INSURANCE SALES, AGENT, 1/10/2018, APPROX 4 HOURS PER MONTH, APPROX LESS THAN 1 HOUR PER DAY DURING TRADING HOURS, INSURANCE SALES 2. CUMBACO LLC; NOT INVESTMENT-RELATED; KAUFMAN, TX; HOLDING COMPANY; MANAGER; STARTED 02/2017; ZERO HOURS PER MONTH; NO DUTIES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-09-15
S65	Uniform Investment Adviser Law Examination	2012-12-12

S63 Uniform Securities Agent State Law Examination

2014-09-15
S65 Uniform Investment Adviser Law Examination

2012-12-12

Designations

Certified Financial Planner

View on SEC IAPD