John Witherspoon Wallace

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 11/2016
  Wells Fargo Advisors Llc
  Atlanta, GA
• 11/2016 → 10/2025
  Wells Fargo Clearing Services, Llc
  Atlanta, GA
• 10/2025 → Present
  Stifel
  St. Simon Island, GA

Previous Registrations

• 2011-02-09 → 2025-11-04
  Wells Fargo Clearing Services, Llc
  Savannah, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Duluth, GA
  Brunswick, GA
  St Simons Island, GA
• 2003-10-03 → 2011-02-16
  J.P. Morgan Securities Llc
  Atlanta, GA
  Atlanta, GA

Other Businesses

1. Private Wealth Management, LLC; 108 Cascades St Simons Island, GA 31522; in name only. Inactive business since 2001; Founding Owner of this RIA in the 1990's. Been closed since 2001; No duties; 01/01/1997; 0hrs/day; Not during securities trading hours; Investment related 2. Historic Oakland Foundation; 374 Martin Luther King, Jr. Dr. SE Atlanta, GA 30312; Partners with the City of Atlanta to preserve, restore, enhance and share Oakland Cemetery with the public; Advisory Board-non voting position; provide expertise in long range planning; 01/01/1997; 3hrs/yr; Not during securities trading hours; Not investment related 3. Panama Gateway International Association; 2870 Peachtree Rd #347 Atlanta, GA 30305; Business educational non-profit; Founding Chairman; limited role, passive member of Georgia Chamber of Commerce and Georgia Manufacturing; 01/01/2003; 5hrs/yr; Not during securities trading hours; Not investment related 4. non-practicing attorney license; 108 Cascades St Simons Island, GA 31522; non practicing attorney; attorney; no particular duties but I stay active in the GA Bar; 01/01/1988; 0hrs/day; Not during securities trading hours; Not investment related 5. private parking lot; 0 Decatur Street Atlanta, GA 30303; surface parking lot in downtown Atlanta; owner; none, just passive owner; 01/01/2008; 0hrs/yr; Not during securities trading hours; Investment related 6. Habersham Marina LLC; 2200 Habersham Marina Rd Cumming, GA 30041; Dry Stack boat storage; 9% partner; Assist in corporate decisions at annual meeting; 01/01/1998; 2hrs/yr; Not during securities trading hours; Not investment related 7.Trustee for extended family trust 8. Georgia Foreign-Trade Zone; 270 Peachtree St NW, STE 2200 Atlanta, GA 30303; It promotes supports and stimulates economic growth for the state of Georgia via the use of foreign trade zones; Member, Board of Directors; attend Board meetings via Zoom; 01/01/2026; 2hrs/qtr; During securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-03
• S63 Uniform Securities Agent State Law Examination
  2000-08-21

Other Names

• John Witherspoon Wallace, Jr.