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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Law Office Of Anita R. Cruise | Franksville | WI | 12/2012 | 02/2020 |
| Modern Woodmen Of America | Rock Island | IL | 03/2016 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Milwaukee | WI | 02/2020 | 05/2024 |
| Massachusetts Mutual Life | 9000 W Chester St Suite 100 | WI | 05/2017 | 02/2019 |
| Bank Of America, N.A. | Milwaukee | WI | 04/2020 | 05/2024 |
| Law Office Of Anita R. Cruise | Caledonia | WI | 05/2024 | 12/2024 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 05/2025 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2025 | Present |
I*135066 For profit or not for profit: Non-Profit Organization Name of outside business organization: African-American Chamber of Commerce Greater Racine Investment related: N Address of business: Racine, Wisconsin 53408 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 2/7/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Chamber exists to encourage and promote entrepreneurship in the African-American community by offering networking, educational and marketing opportunities. I*135061 For profit or not for profit: Non-Profit Organization Name of outside business organization: Gateway Technical College Foundation Investment related: N Address of business: Kenosha, Wisconsin 53144 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/7/2017 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Support the needs of the college and provide scholarships for students. Currently serve on Donor Stewardship Committee TREASURER, ALPHA GAMMA PSI OMEGA CHAPTER - AKA, PO BOX 81521, RACINE, , WISCONSIN, 53208, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/04/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAPTER TREASURER VICE CHAIR, GATEWAY TECHNICAL COLLEGE FOUNDATION, 3520 30TH AVENUE, KENOSHA, , WISCONSIN, 63144, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/04/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, VICE-CHAIR OF BOARD AND DONOR STEWARDSHIP COMMITTEE. NON-INVESTMENT RELATED. L&E CUMMINGS, LLC, 7030 ASPEN CT, CALEDONIA, , WISCONSIN, 53126, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/07/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-22 |
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