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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-08-22
  • WI RA
    APPROVED
    Since 2025-08-22

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Law Office Of Anita R. Cruise Franksville WI 12/2012 02/2020
Modern Woodmen Of America Rock Island IL 03/2016 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Milwaukee WI 02/2020 05/2024
Massachusetts Mutual Life 9000 W Chester St Suite 100 WI 05/2017 02/2019
Bank Of America, N.A. Milwaukee WI 04/2020 05/2024
Law Office Of Anita R. Cruise Caledonia WI 05/2024 12/2024
Northwestern Mutual Investment Services Llc Milwaukee WI 05/2025 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2025 Present
  • 12/2012 → 02/2020
    Law Office Of Anita R. Cruise
    Franksville, WI
  • 03/2016 → 02/2020
    Modern Woodmen Of America
    Rock Island, IL
  • 02/2020 → 05/2024
    Milwaukee, WI
  • 05/2017 → 02/2019
    Massachusetts Mutual Life
    9000 W Chester St Suite 100, WI
  • 04/2020 → 05/2024
    Bank Of America, N.A.
    Milwaukee, WI
  • 05/2024 → 12/2024
    Law Office Of Anita R. Cruise
    Caledonia, WI
  • 05/2025 → Present
    Milwaukee, WI
  • 01/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
Other Businesses

I*135066 For profit or not for profit: Non-Profit Organization Name of outside business organization: African-American Chamber of Commerce Greater Racine Investment related: N Address of business: Racine, Wisconsin 53408 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 2/7/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Chamber exists to encourage and promote entrepreneurship in the African-American community by offering networking, educational and marketing opportunities. I*135061 For profit or not for profit: Non-Profit Organization Name of outside business organization: Gateway Technical College Foundation Investment related: N Address of business: Kenosha, Wisconsin 53144 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/7/2017 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Support the needs of the college and provide scholarships for students. Currently serve on Donor Stewardship Committee TREASURER, ALPHA GAMMA PSI OMEGA CHAPTER - AKA, PO BOX 81521, RACINE, , WISCONSIN, 53208, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/04/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAPTER TREASURER VICE CHAIR, GATEWAY TECHNICAL COLLEGE FOUNDATION, 3520 30TH AVENUE, KENOSHA, , WISCONSIN, 63144, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/04/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, VICE-CHAIR OF BOARD AND DONOR STEWARDSHIP COMMITTEE. NON-INVESTMENT RELATED. L&E CUMMINGS, LLC, 7030 ASPEN CT, CALEDONIA, , WISCONSIN, 53126, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/07/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-22
  • S66 Uniform Combined State Law Examination
    2013-02-22
Other Names
  • Anita Cummings
  • Anita Cruise
  • Anita Rochelle Cruise

View on SEC IAPD

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