Loren Lo

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-08
WA	RA	APPROVED	2013-03-21

TX RA
APPROVED_RES

Since 2021-12-08
WA RA
APPROVED

Since 2013-03-21

Branch Locations

10500 Ne 8Th Street Suite 1600, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	01/2013	06/2020
Equitable Advisors, Llc	New York	NY	01/2013	Present

01/2013 → 06/2020

Axa Advisors, Llc

New York, NY
01/2013 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Hidden Point LLC 14705 171st Ave se Renton, WA 98059, LLC for short term rentals. Approx. $10K annual comp. Retirement Path Advisors DBA, www.RetirementPathAdvisors.com

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-16
S63	Uniform Securities Agent State Law Examination	2013-02-04

S66 Uniform Combined State Law Examination

2013-03-16
S63 Uniform Securities Agent State Law Examination

2013-02-04

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews