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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-22 |
Branch Locations
101 Metro Drive Suite 264, San Jose, CA 95110 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | San Jose | CA | 03/2013 | 08/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | San Jose | CA | 05/2013 | Present |
| Elaine Manley, Inc | Campbell | CA | 04/2017 | 02/2018 |
| Mutual Securities, Inc. | Camarillo | CA | 08/2018 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 08/2018 | Present |
1. INDEPENDENT INSURANCE AGENT, START DATE: 05/22/2013, 101 METRO DRIVE, SUITE 264, SAN JOSE, CALIFORNIA 95110, AGENT, INSURANCE AGENT, AGENT, PROVIDE CLIENTS WITH LIFE, FIXED AND LTC PRODUCTS, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, .1 HOUR PER DAY DURING TRADING HOURS. 2. F & G Investments Realty, Inc., Start Date: 08/01/2022, 2680 South White Rd., Ste. 265, San Jose, CA 95148, Corporation, Real Estate, Licensed Sales Representative -Fingerprinted - Mailing paperwork for license getting pre-approve for OBA, Researching homes, showing homes, calling clients, paperwork, Not Investment Related, 20 Hours per month, 0 Hours per day during trading hours. 3. Financial Journey Partners, Inc., Start Date: 08/23/2018, 101 Metro Dr., Ste. 264, San Jose, CA 95110, Corporation, Administrative Operations, Investment Analyst, Investments through Mutual - Financial Journey Partners pays me, Not Investment Related, 0 Hours Per Month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-03 |
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