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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-22
  • CA RA
    APPROVED
    Since 2018-08-22

Branch Locations

101 Metro Drive Suite 264, San Jose, CA 95110 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc San Jose CA 03/2013 08/2018
Various Insurance Carriers For W&R Insurance Agencies San Jose CA 05/2013 Present
Elaine Manley, Inc Campbell CA 04/2017 02/2018
Mutual Securities, Inc. Camarillo CA 08/2018 Present
Mutual Advisors, Llc. Omaha NE 08/2018 Present
  • 03/2013 → 08/2018
    Waddell & Reed, Inc
    San Jose, CA
  • 05/2013 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    San Jose, CA
  • 04/2017 → 02/2018
    Elaine Manley, Inc
    Campbell, CA
  • 08/2018 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 08/2018 → Present
    Omaha, NE
Previous Registrations
  • 2013-05-06 → 2018-08-16
    Waddell & Reed
    Seattle, WA
    San Jose, CA
Other Businesses

1. INDEPENDENT INSURANCE AGENT, START DATE: 05/22/2013, 101 METRO DRIVE, SUITE 264, SAN JOSE, CALIFORNIA 95110, AGENT, INSURANCE AGENT, AGENT, PROVIDE CLIENTS WITH LIFE, FIXED AND LTC PRODUCTS, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, .1 HOUR PER DAY DURING TRADING HOURS. 2. F & G Investments Realty, Inc., Start Date: 08/01/2022, 2680 South White Rd., Ste. 265, San Jose, CA 95148, Corporation, Real Estate, Licensed Sales Representative -Fingerprinted - Mailing paperwork for license getting pre-approve for OBA, Researching homes, showing homes, calling clients, paperwork, Not Investment Related, 20 Hours per month, 0 Hours per day during trading hours. 3. Financial Journey Partners, Inc., Start Date: 08/23/2018, 101 Metro Dr., Ste. 264, San Jose, CA 95110, Corporation, Administrative Operations, Investment Analyst, Investments through Mutual - Financial Journey Partners pays me, Not Investment Related, 0 Hours Per Month, 0 Hours per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-03
  • S66 Uniform Combined State Law Examination
    2013-05-03
Other Names
  • Flavio Pando

View on SEC IAPD

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