Manuel Raposo-rosa

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-16
PR	RA	APPROVED	2023-10-13

TX RA
APPROVED_RES

Since 2023-10-16
PR RA
APPROVED

Since 2023-10-13

Branch Locations

Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities Corporation	San Juan	PR	02/2013	12/2017
Axa Advisors, Llc	New York	NY	11/2018	06/2020
Raposo & Associates, Llc	San Juan	PR	05/2018	Present
Equitable Advisors, Llc	New York	NY	11/2018	10/2023
Mml Investors Services Llc	San Juan	PR	10/2023	Present
Massmutual Life Insurance Co	San Juan	PR	10/2023	Present
Manuel Raposo	San Juan	PR	01/2013	04/2018

02/2013 → 12/2017

Lincoln Financial Securities Corporation

San Juan, PR
11/2018 → 06/2020

Axa Advisors, Llc

New York, NY
05/2018 → Present

Raposo & Associates, Llc

San Juan, PR
11/2018 → 10/2023

Equitable Advisors, Llc

New York, NY
10/2023 → Present

Mml Investors Services Llc

San Juan, PR
10/2023 → Present

Massmutual Life Insurance Co

San Juan, PR
01/2013 → 04/2018

Manuel Raposo

San Juan, PR

Previous Registrations

2019-11-19 → 2023-10-25

Equitable Advisors, Llc

San Juan, PR

San Juan, PR

Other Businesses

(1)NAME: RAPOSO & ASSOCIATES LLC INV REL: Y ADD: 270 MUNOZ RIVERA STE 102 SAN JUAN PR 00918 NATURE: ACCOUTING/TAX PREPARATION POSITION: MANAGING PARTNER START DATE: 5/2018 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 20 DESCRIBE DUTIES: MANAGING THE BUSINESS OPERATIONS. (2)NAME: IGLESIA SENDA ANTIGUA CAROLINA INV REL: Y ADD: VILLA CAROLINA 222-14 601 CAROLINA PR 00985 NATURE: RELIGIOUS CHURCH POSITION: TREASURER START DATE: 1/2017 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: MANAGING THE BUSINESS ACCOUNTING. (3)NAME: MANUEL RAPOSO-ROSA INV REL: Y ADD: 270 MUNOZ RIVERA STE 102 SAN JUAN PR 00918 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 1/2020 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 4 DESCRIBE DUTIES: HEALTH AND PROPERTY & CASUALTY. (4)NAME: I&M INVESTMENT GROUP LLC INV REL: Y ADD: LOCAL 2B 1603 CALLE LORA SAN JUAN PR 00911 NATURE: RESTAURANT/BAR WORK POSITION: INVESTOR/PARTNER START DATE: 5/2018 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: MANAGING THE BUSINESS ACCOUNTING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-15

S66 Uniform Combined State Law Examination

2019-11-15

Other Names

Manuel Raposo Rosa

View on SEC IAPD