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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-25
  • PA RA
    APPROVED
    Since 2023-04-25

Branch Locations

8100 Derry St, Harrisburg, PA 17111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Onemain Financial Pulaski VA 10/2015 05/2019
Unemployed Knoxville TN 05/2019 07/2019
Regions Financial Knoxville TN 07/2019 09/2020
Unemployed Reading PA 09/2020 12/2020
Amazon Reading PA 12/2020 03/2021
Members 1St Federal Credit Union Reading PA 03/2021 Present
Lpl Financial Llc Harrisburg PA 10/2022 Present
  • 10/2015 → 05/2019
    Onemain Financial
    Pulaski, VA
  • 05/2019 → 07/2019
    Unemployed
    Knoxville, TN
  • 07/2019 → 09/2020
    Regions Financial
    Knoxville, TN
  • 09/2020 → 12/2020
    Unemployed
    Reading, PA
  • 12/2020 → 03/2021
    Amazon
    Reading, PA
  • 03/2021 → Present
    Members 1St Federal Credit Union
    Reading, PA
  • 10/2022 → Present
    Harrisburg, PA
Previous Registrations
  • 2013-05-21 → 2014-04-29
    St Louis, MO
    Jonestown, PA
Other Businesses

1)01/23/2023 - MEMBERS 1ST INVESTMENT SERVICES AND WEALTH MANAGEM - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/23/2023 - Notary - Inv Rel - State of PA - Start: 05/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-24
  • S66 Uniform Combined State Law Examination
    2023-04-24

View on SEC IAPD

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