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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Onemain Financial | Pulaski | VA | 10/2015 | 05/2019 |
| Unemployed | Knoxville | TN | 05/2019 | 07/2019 |
| Regions Financial | Knoxville | TN | 07/2019 | 09/2020 |
| Unemployed | Reading | PA | 09/2020 | 12/2020 |
| Amazon | Reading | PA | 12/2020 | 03/2021 |
| Members 1St Federal Credit Union | Reading | PA | 03/2021 | Present |
| Lpl Financial Llc | Harrisburg | PA | 10/2022 | Present |
1)01/23/2023 - MEMBERS 1ST INVESTMENT SERVICES AND WEALTH MANAGEM - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/23/2023 - Notary - Inv Rel - State of PA - Start: 05/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-24 |
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