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4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Russell Investments | Seattle | WA | 11/2012 | 02/2022 |
| Blackrock | San Francisco | CA | 03/2022 | 02/2023 |
| Blackrock Execution Services | San Francisco | CA | 03/2022 | Present |
| Penserra Securities | Orinda | CA | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-03-23 |
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