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Nicholas Matthew Van Noort

Sg Financial

Henderson, NV

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Current Employers
Sg Financial

1489 W Warm Springs Rd Ste 110, Henderson, NV 89014 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-03-18
  • NV RA
    APPROVED
    Since 2025-03-18

Branch Locations

1489 W Warm Springs Rd Ste 110, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Denver CO 08/2015 06/2017
Personal Capital Advisors Corporation Denver CO 07/2017 01/2018
E.K. Riley Investments, Llc Seattle WA 09/2019 11/2020
Self-Employed Las Vegas NV 01/2018 08/2019
Innovative Adviser Solutions, Llc Seattle WA 10/2020 05/2021
Molei Financial Elmhurst IL 05/2021 03/2023
New Skool Media Las Vegas NV 04/2023 09/2024
Sg Financial Las Vegas NV 10/2024 Present
Sg Retirement Planning Llc Las Vegas NV 01/2025 Present
  • 08/2015 → 06/2017
    Fidelity Brokerage Services Llc
    Denver, CO
  • 07/2017 → 01/2018
    Personal Capital Advisors Corporation
    Denver, CO
  • 09/2019 → 11/2020
    E.K. Riley Investments, Llc
    Seattle, WA
  • 01/2018 → 08/2019
    Self-Employed
    Las Vegas, NV
  • 10/2020 → 05/2021
    Innovative Adviser Solutions, Llc
    Seattle, WA
  • 05/2021 → 03/2023
    Molei Financial
    Elmhurst, IL
  • 04/2023 → 09/2024
    New Skool Media
    Las Vegas, NV
  • 10/2024 → Present
    Sg Financial
    Las Vegas, NV
  • 01/2025 → Present
    Sg Retirement Planning Llc
    Las Vegas, NV
Previous Registrations
  • 2021-05-13 → 2023-03-31
    Molei Financial
    Elmhurst, IL
    Las Vegas, NV
  • 2020-10-21 → 2021-05-04
    Colmina, Llc
    Henderson, NV
    Seattle, WA
  • 2019-10-07 → 2020-11-06
    Ek Riley Investments, Llc
    Seattle, WA
    Henderson, NV
    Seattle, WA
  • 2017-07-20 → 2018-01-16
    Personal Capital Advisors Corporation
    Denver, CO
  • 2017-01-19 → 2017-06-27
    Strategic Advisers Llc
    Broomfield, CO
  • 2014-04-22 → 2014-10-01
    Mml Investors Services, Llc
    Las Vegas, NV
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-22
S66 Uniform Combined State Law Examination 2017-01-13
S65 Uniform Investment Adviser Law Examination 2014-02-11
  • S63 Uniform Securities Agent State Law Examination
    2019-10-22
  • S66 Uniform Combined State Law Examination
    2017-01-13
  • S65 Uniform Investment Adviser Law Examination
    2014-02-11
Designations
Other Names
  • Nicholas M Van Noort
  • Nicholas Van Noort
  • Nick Van Noort
  • Nicholas Vannoort
  • Nicholas Matthew Vannoort
  • Nicholas Van Noort
  • Nicholas Matthew Van Noort

View on SEC IAPD

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EDWARD JONES · HENDERSON, NV
J.P. MORGAN SECURITIES LLC · HENDERSON, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSON, NV
WELLS FARGO CLEARING SERVICES, LLC · HENDERSON, NV
FOUNDATIONS INVESTMENT ADVISORS LLC · HENDERSON, NV
THE WEALTH CONSULTING GROUP · Henderson, NV
THRIVE WISE WEALTH · HENDERSON, NV
CHARLES SCHWAB & CO., INC. · Henderson, NV

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