Nicholas Matthew Van Noort

Employer firm

Sg Financial CRD 334710

$18.1M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 06/2017
  Fidelity Brokerage Services Llc
  Denver, CO
• 07/2017 → 01/2018
  Personal Capital Advisors Corporation
  Denver, CO
• 09/2019 → 11/2020
  E.K. Riley Investments, Llc
  Seattle, WA
• 01/2018 → 08/2019
  Self-Employed
  Las Vegas, NV
• 10/2020 → 05/2021
  Innovative Adviser Solutions, Llc
  Seattle, WA
• 05/2021 → 03/2023
  Molei Financial
  Elmhurst, IL
• 04/2023 → 09/2024
  New Skool Media
  Las Vegas, NV
• 10/2024 → Present
  Sg Financial
  Las Vegas, NV
• 01/2025 → Present
  Sg Retirement Planning Llc
  Las Vegas, NV

Previous Registrations

• 2021-05-13 → 2023-03-31
  Molei Financial
  Elmhurst, IL
  Las Vegas, NV
• 2020-10-21 → 2021-05-04
  Colmina, Llc
  Henderson, NV
  Seattle, WA
• 2019-10-07 → 2020-11-06
  Ek Riley Investments, Llc
  Seattle, WA
  Henderson, NV
  Seattle, WA
• 2017-07-20 → 2018-01-16
  Personal Capital Advisors Corporation
  Denver, CO
• 2017-01-19 → 2017-06-27
  Strategic Advisers Llc
  Broomfield, CO
• 2014-04-22 → 2014-10-01
  Mml Investors Services, Llc
  Las Vegas, NV

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-10-22
• S66 Uniform Combined State Law Examination
  2017-01-13
• S65 Uniform Investment Adviser Law Examination
  2014-02-11

Designations

• Certified Financial Planner

Other Names

• Nicholas M Van Noort
• Nicholas Van Noort
• Nick Van Noort
• Nicholas Vannoort
• Nicholas Matthew Vannoort
• Nicholas Van Noort
• Nicholas Matthew Van Noort