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Dean Vincent Toscano

Gpwa, LLC

Nashville, TN

Nashville, TN

CRD 6145732

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Employer firm

Gpwa, LLC CRD 170171

$108M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gpwa, Llc

Nashville, TN • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2015-02-24
  • TN RA
    APPROVED
    Since 2015-02-24

Branch Locations

Nashville, TN • United States

2400 Barton Ave., Nashville, TN 37212

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Brentwood TN 11/2012 Present
Gpwa, Llc Nashville TN 02/2015 Present
  • 11/2012 → Present
    Mass Mutual
    Brentwood, TN
  • 02/2015 → Present
    Nashville, TN
Previous Registrations
Other Businesses

1. DEAN TOSCANO INSURANCE IS THE D/B/A UNDER WHICH DEAN TOSCANO CONDUCTS INDIVIDUAL AND GROUP INSURANCE SALES AND CONSULTING. SUCH BUSINESS IS CONDUCTED APPROXIMATELY 15-20 HOURS PER MONTH OR APPROXIMATELY 4-5 HOURS PER WEEK. THE BUSINESS BEGAN ON 4/15/2015 AND IS INVESTMENT RELATED. DEAN TOSCANO INSURANCE IS LOCATED AT 8780 Hester Beasley Rd, Nashville, TN 37221. 2. DEAN TOSCANO OWNS A RENTAL HOME LOCATED AT 1150b CAHAL AVE., NASHVILLE, TN; NON-INVESTMENT RELATED; HOME WAS PURCHASED IN JULY 2016; MR. TOSCANO SPENDS APPROXIMATELY 3 HOURS PER MONTH ON THIS BUSINESS; NO HOURS ARE DEVOTED DURING TRADING HOURS; DUTIES ARE RENT COLLECTION AND MAINTENANCE. 3. DEAN TOSCANO OFFERS NON-BANK LOANS TO INDIVIDUALS PURCHASING REAL ESTATE. THE LOANS ARE OFFERED BY HIMSELF PERSONNALY AND NOT THROUGH ANY OTHER ENTITY; THE BUSINESS IS CONDUCTED OUT OF HIS HOME LOCATED AT 8780 Hester Beasley Rd, Nashville, TN 37221. THE BUSINESS IS NOT INVESTMENT RELATED. MR. TOSCANO BEGAN THE BUSINESS IN 2016. MR. TOSCANO SPENDS 3-5 HOURS PER MONTH TO THE BUSINESS. HIS DUTIES INCLUDE PAYMENT COLLECTION. 4. Dean Toscano teaches Economics & Personal Finance at Renew Christian Academy located at 1101 Gardner Drive, Franklin, TN 37064. Began teaching in 2021. Non-investment related. Approximately 5 hours per week during trading hours. 5. Name: Dean Toscano; Not investment related; Nature of the business: Referral fees to be paid on bridge loans (non-securities); Position/Title: owner; Start Date: 12/29/2025; Approximately 1 hour/month will be devoted to this OBA, no time during securities trading hours; Brief description: Limited supporting role to another GPWA Registered Person/Principal Investment Banker Mark B. Frost in the identification of a GPWA Client (or outside investor) who could benefit from a Short-term, small dollar amount bridge loan borrowing for a Frost client closing a bank ABL LOC. The bank ABL LOC and short-term ABL Bridge Loan were not securities transactions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-01
  • S66 Uniform Combined State Law Examination
    2013-10-01

View on SEC IAPD

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