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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-27 |
| NJ | RA | APPROVED | 2012-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Na | Ledgewood | NJ | 11/2007 | 01/2018 |
| J.P. Morgan Securities Llc | Parsippany | NJ | 10/2012 | Present |
| Jpmorgan Chase Bank, Na. | Parsippany | NJ | 01/2018 | Present |
| Safirama Holdings Corp | Rockaway | NJ | 05/2016 | Present |
Entity Name: Safirama Holdings Corp Investment related: No Address: Rockaway, NJ 07866 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/04/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property at 328 S. 7th St, Elizabeth, NJ 07202 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/1/2018 ADDRESS: 51 Addison Ave., Rockaway, NJ 07866 DETAILS: MY PREVIOUS HOME WHICH IS ONE BLOCK FROM MY CURRENT HOME, DID NOT SELL AROUND THE PRICE WE LISTED AT AND WE DECIDED TO RENTED UNTIL REAL ESTATE MARKET IMPROVE INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY DETAILS: 506-508 ELIZABETH, NJ. TWO-FAMILY HOME. START DATE: 5/31/2013 ADDRESS: 506-508 ELIZABETH, NJ HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-03 |
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