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Matthew William Saum

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vero Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
FL RA APPROVED 2021-01-04
NJ RA APPROVED 2017-08-28
TX RA APPROVED 2017-08-28
  • NY RA
    APPROVED
    Since 2021-04-19
  • FL RA
    APPROVED
    Since 2021-01-04
  • NJ RA
    APPROVED
    Since 2017-08-28
  • TX RA
    APPROVED
    Since 2017-08-28

Branch Locations

660 Beachland Blvd, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 02/2016 08/2017
Morgan Stanley Private Bank, N.A. New York NY 02/2016 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2017 Present
Bank Of America, N.A. New York NY 09/2017 Present
  • 02/2016 → 08/2017
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 02/2016 → 08/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 09/2017 → Present
    Bank Of America, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-25
S63 Uniform Securities Agent State Law Examination 2013-03-04
  • S65 Uniform Investment Adviser Law Examination
    2016-03-25
  • S63 Uniform Securities Agent State Law Examination
    2013-03-04
Other Names
  • Matthew William Saum
  • Matthew Saum

View on SEC IAPD

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MORGAN STANLEY · Vero Beach, FL
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WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
CORRY CAPITAL ADVISORS, LLC · VERO BEACH, FL
CHARLES SCHWAB & CO., INC. · Vero Beach, FL
MORANGIE MANAGEMENT LLC · VERO BEACH, FL
STRATEGIC ADVISERS LLC · VERO BEACH, FL
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