Dean Lee Zortman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → 07/2021
  Waddell & Reed, Inc
  Fowler, KS
• 01/1985 → 07/2021
  Zortman Tax Service
  Fowler, KS
• 09/2000 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Fowler, KS
• 06/1992 → 07/2021
  Fowler Housing Authority
  Fowler, KS
• 01/2008 → 07/2021
  Artesia Llc
  Fowler, KS
• 06/2008 → 07/2021
  Dream Peddler Llc
  Fowler, KS
• 09/2011 → 07/2021
  Heartland Insurance Llc
  Fowler, KS
• 04/1995 → 07/2021
  Dean Zortman-Notary
  Fowler, KS
• 01/2018 → 07/2021
  Meade County Historical Society
  Meade, KS
• 07/2021 → Present
  Lpl Financial Llc
  Fowler, KS

Previous Registrations

• 2000-09-14 → 2021-07-21
  Waddell & Reed
  Greensburg, KS
  Pratt, KS
  Fowler, KS
  Hays, KS
  Garden City, KS
  Fowler, KS
  Wichita, KS
  Salina, KS
  Edmond, OK

Other Businesses

1) 04/30/1987 - Other - Notary / Dean Zortman / Investment Related / 1Hr/Mo / Fowler, KS 67844 2) 01/01/1982 - Tax Prep/Accounting/CPA / Zortman Tax Service LLC / Investment Related / 25Hrs/Mo / Fowler, KS 67844 3) 01/01/2008 - Other- Book Author/ Publisher / Dream Peddler LLC / Not Investment Related / 1Hr/Mo / Fowler, KS 67844 4) 08/23/2011 - Insurance Agency / Heartland Insurance LLC / Investment Related / 3Hrs/Mo 0Hrs/Mo During Trading / Fowler, KS 67844 5) 11/14/1997 - Real Estate Rental / Artesia LLC / Investment Related / 5Hrs/Mo 0Hrs/Mo During Trading / 500 N Main St Fowler, KS 67844 6) 11/14/2022 - RMW Rocky Mountain Wealth Advisory Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/18/2022 - 126 Hours Per Month/126 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-08-30

Other Names

• Dean Zortman