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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Ithaca | NY | 01/2015 | 11/2024 |
| Lpl Enterprise, Llc | Ithaca | NY | 11/2024 | Present |
1) 10/04/2024- Fingerlakes Financial Group Retirement Planning and Insurance- DBA for LPL Business (entity for LPL business)- This is our DBA, it is in name only. For marketing purposes,- INV Related- At Ithaca, NY- Start date 01/02/2017- 0 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-08 |
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