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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-01-18
  • MA RA
    APPROVED
    Since 2017-01-18

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert G Rice, Pc Medford MA 01/2000 Present
Lincoln Financial Advisors Corporation Waltham MA 05/2013 12/2016
Lpl Financial Llc Waltham MA 12/2016 Present
Integrated Wealth Concepts Llc Waltham MA 12/2016 Present
  • 01/2000 → Present
    Robert G Rice, Pc
    Medford, MA
  • 05/2013 → 12/2016
    Lincoln Financial Advisors Corporation
    Waltham, MA
  • 12/2016 → Present
    Lpl Financial Llc
    Waltham, MA
  • 12/2016 → Present
    Waltham, MA
Previous Registrations
  • 2013-11-04 → 2016-12-19
    Osaic Fa, Inc.
    Medford, MA
    Canton, MA
    Glastonbury, CT
    Waltham, MA
Other Businesses

1. 12/06/2016 - ROBERT G. RICE P.C./ CPA AFFILIATE PROGRAM/ 100%/ MEDFORD, MA 2. 12/06/2016 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ WALTHAM, MA 3. 12/06/2016 - ROBERT RICE/ NON-VARIABLE INSURANCE/ 0%/ MEDFORD, MA 4. 12/22/2016 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in December 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/22/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-04
  • S66 Uniform Combined State Law Examination
    2013-09-04

View on SEC IAPD

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