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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Weichert Realtors | Allentown | PA | 04/2013 | Present |
| Massmutual | Bethlehem | PA | 05/2015 | Present |
| Mml Investors Services | Bethlehem | PA | 06/2015 | Present |
(1) Name: Stephen Bishop, Inv Rel: Y Addr: 5332 Greenbriar Drive Bethlehem, PA 18017 Nature: life, health, group life, group health, Position: Sales/Agent, Start: 5/8/2015, No hr/mo: 80 No hr/mo dur trading: 20. (2) Name: Weichert Realtors, Inv Rel: Y Addr: 5332 Greenbriar Drive Bethlehem, PA 18017 Nature: Real Estate, Position: Sales, Start: 4/1/2013, No hr/mo: 0 No hr/mo dur trading: 0. (3) Name: Promus Financial, Inv Rel: Y Addr: 5332 Greenbriar Drive Bethlehem, PA 18017 Nature: executive benefit funding & analysis, Position: sales/agent, Start: 6/1/2015, No hr/mo: 80, No hr/mo dur trading: 40. (4) Name: Seven Palms Cinnamon Beach Inv rel: Y Add: Residential Address Nature: Simple Rental Property Position: Owner Start date: 04/15/2026 No. HR/MO: 60 No. HR/MO during sec trading: 40 Describe duties: Actively market and manage property - including operations and financial management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-20 |
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