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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-05-18
  • IN RA
    APPROVED
    Since 2022-05-18

Branch Locations

1430 National Rd, Columbus, IN 47201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 03/2016 Present
Centra Credit Union Columbus IN 03/2016 Present
Lpl Financial Llc Columbus IN 05/2022 Present
  • 03/2016 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 03/2016 → Present
    Centra Credit Union
    Columbus, IN
  • 05/2022 → Present
    Columbus, IN
Previous Registrations
  • 2016-03-29 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Columbus, IN
    Columbus, IN
  • 2013-04-08 → 2016-03-21
    Greenwood, IN
    St Louis, MO
    Greenwood, IN
Other Businesses

1) 05-18-2022-Centra Credit Union- Investment Related -At Reported Business Location(s)- Financial Institution Duty-Advisor- START DATE: 03/21/2016-160 Hours Per Month/160 Hours During Trading-Time Spent Percent: 100% 2) 05-18-2022-Centra Financial Services- Investment Related -At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-08
  • S66 Uniform Combined State Law Examination
    2013-02-08

View on SEC IAPD

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