Troy Harold Haueter

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-18
WA	RA	APPROVED	2013-09-26

TX RA
APPROVED_RES

Since 2022-07-18
WA RA
APPROVED

Since 2013-09-26

Branch Locations

Puyallup, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	Bellevue	WA	09/2013	06/2020
Equitable Advisors, Llc	New York	NY	09/2013	Present

09/2013 → 06/2020

Axa Advisors, Llc

Bellevue, WA
09/2013 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2013-04-08 → 2013-08-14

Edward Jones

Puyallup, WA

St Louis, MO

Other Businesses

certification through Medicare to offer supplemental and advantage plans for those client's that are retiring and 65 years Outside Fixed Business. Delta Dental of WA, Dental, approx, 75K annual comp. United Health Care, Dental, Health, Vision, approx. 2K annual comp. Regence, Heatlh Insurance, approx. 1K annual comp. Kaiser Permanente, Health, 150.00 annual comp. Wellcare Script, prescription drug coverage, approx. $100 annual comp

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-08

S66 Uniform Combined State Law Examination

2013-02-08

View on SEC IAPD