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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-03-17 |
Branch Locations
130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Wilmington | DE | 12/2012 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Conshohocken | PA | 07/2022 | 02/2023 |
| Chase | New York | NY | 03/2019 | 12/2019 |
| Capital One 360 | Wilmington | DE | 03/2020 | 09/2021 |
| Valley Forge Insurance Brokerage | Philadelphia | PA | 09/2021 | 04/2022 |
| Citi Bank | New Castle | DE | 09/2018 | 12/2018 |
| Fed Ex Office | New York | NY | 02/2019 | 03/2019 |
| Bank Of America, N.A. | Conshohocken | PA | 09/2022 | 02/2023 |
| Rbc Capital Markets, Llc | Philadelphia | PA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-13 |
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